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Use Case: Security Ink Formulation for Banknote Printing

Use Case: Security Ink Formulation for Banknote Printing

A head-to-head comparison of Classical DOE vs. SDLabs Bayesian Optimization on a 6-component mixture with 4 competing objectives — demonstrating that BO finds better formulations with fewer experiments and zero design decisions.


The Problem

Optically variable pigment (OVP) inks for banknote security must simultaneously deliver strong color shift (the anti-counterfeiting feature), target viscosity for the printing process, reliable adhesion to the substrate, and long-term pigment stability against sedimentation and corrosion. These objectives conflict: more pigment improves color shift but worsens stability, more binder improves adhesion but crowds out pigment, and the mixture must sum to exactly 100 wt%.

The search space includes 6 mixture components, 4 pigment types, and 3 printing methods — creating 12 categorical sub-landscapes across 4 competing objectives. This is exactly the kind of problem where classical DOE struggles and adaptive optimization excels.


Parameters

Parameter

Type

Range

Pigment Loading

Numerical

10 - 25 wt%

Binder Content

Numerical

15 - 45 wt%

Solvent Content

Numerical

25 - 65 wt%

Surfactant

Numerical

0.1 - 3.0 wt%

Passivating Agent

Numerical

0.5 - 5.0 wt%

Rheology Modifier

Numerical

0.1 - 2.0 wt%

Pigment Type

Categorical

4 OVP types

Printing Method

Categorical

Intaglio, Screen, Gravure

Constraint: All 6 numerical components must sum to 100 wt%.


Objectives

Objective

Direction

Hierarchy

Tolerance

Color Shift Angle

Maximize

h0 (top priority)

10%

Adhesion Score

Maximize

h1

10%

Pigment Stability

Maximize

h2

10%

Viscosity

Target 25 Pa.s

h3

0%


Two Approaches, Two Philosophies

The core difference is how many decisions the scientist must make before running experiments.

Classical DOE: 13+ Design Decisions

With DOE, the scientist must decide upfront: which screening design (fractional factorial? Plackett-Burman?), how many runs, which factors are significant, which categorical levels to fix, which RSM design to use, desirability function shapes and bounds for each response, importance weights, and which optimization algorithm to run on the fitted model. Each decision requires expertise and can dramatically change the outcome.

Wrong desirability weights lead to the wrong optimum. Wrong screening cutoff means missing a key factor. Fixing the wrong categorical level means missing the best pigment type entirely — with no way to recover without starting over.

SDLabs BO: Define the Space, Nothing Else

With SDLabs, the scientist provides: parameters and ranges, measurements, objectives (maximize/minimize/target), and constraints. That's it. No design matrix, no screening phase, no model selection, no desirability function tuning. The Gaussian Process model and acquisition function handle all experimental design decisions adaptively, informed by every result collected so far.


DOE Results: 50 Experiments

The classical DOE approach followed standard methodology: 16-run fractional factorial screening, then a 34-point Scheffe simplex-lattice RSM, with Derringer-Suich desirability optimization across 4 separate quadratic models.

The desirability function required setting 13 parameters (bounds, targets, shape exponents, and importance weights) before seeing any RSM data. The overall desirability at the predicted optimum was D = 0.744.

Response

DOE Predicted

DOE Actual

Gap

Color Shift Angle

72.8 deg

66.3 deg

-6.5 deg

Viscosity

25.0 Pa.s

31.5 Pa.s

+6.5

Adhesion Score

4.31

3.85

-0.46

Pigment Stability

109.6 days

108.0 days

-1.6

The quadratic model predicted viscosity at exactly 25.0 Pa.s, but the actual value was 31.5 — a 26% error caused by the non-linear relationship between solids content and viscosity that a quadratic polynomial cannot capture.


SDLabs BO Results: 36 Experiments

6 iterations of 6 formulations each, with the GP model updating after every batch:

Iteration

Experiments

Best Color Shift

Best Adhesion

Best Stability

1

6

55.3 deg

3.76

72.9 days

2

12

58.5 deg

3.77

75.3 days

3

18

58.5 deg

3.80

75.3 days

4

24

69.8 deg

4.28

94.7 days

5

30

71.7 deg

4.33

99.2 days

6

36

72.7 deg

4.33

110.8 days

By iteration 4 (24 experiments), BO had already surpassed DOE's 50-experiment results on Color Shift, Adhesion, and Stability. The optimizer continued improving through iteration 6, finding formulations the DOE's quadratic model could not predict.


Head-to-Head Results

Response

DOE (50 exp)

BO (36 exp)

Winner

Color Shift Angle

66.3 deg

72.7 deg

BO (+10%)

Viscosity (target 25)

31.5 Pa.s

37.7 Pa.s

DOE (closer)

Adhesion Score

3.85

4.33

BO (+12%)

Pigment Stability

108.0 days

110.8 days

BO (+3%)

BO wins on 3 of 4 objectives with 28% fewer experiments and zero design decisions by the scientist.

The figure below shows the Color Shift vs Viscosity landscape explored by each approach. On the left, BO progressively focuses from broad exploration (dark, early iterations) toward the high-color-shift region near the viscosity target. On the right, DOE's fixed designs cover the space uniformly but miss the optimal corner — and the DOE optimum (red star) lands above the viscosity target due to the quadratic model's prediction error.


Methodology Comparison

Aspect

Classical DOE

SDLabs BO

Total experiments

50

36

Decisions by scientist

~13 (design, weights, bounds)

0 (define space only)

Adapts to results?

No — all 50 committed upfront

Yes — after every batch

Multi-objective method

Desirability (weights upfront)

Chimera (adapts with data)

Model type

Quadratic polynomial

Gaussian Process

Categorical handling

Fix best from screening

Unified model, all combos

Constraint handling

Design-time only

Every suggestion is feasible


Where DOE Struggled

Viscosity prediction: The quadratic model predicted exactly 25.0 Pa.s at the optimum, but the actual value was 31.5 — a 26% error. The relationship between solids content and viscosity follows a non-linear Krieger-Dougherty curve that a quadratic polynomial cannot represent. The GP model captures this non-linearity natively.

Categorical lock-in: DOE fixed the pigment type and printing method after screening with only 16 noisy data points. While it happened to choose correctly here, an unlucky screening could lock onto a suboptimal combination with no way to recover.

Desirability sensitivity: Changing the importance weight of Color Shift from 3 to 2 shifts the DOE optimum by ~5% on every response. The scientist has no way to determine the "right" weights before seeing the landscape.


Where BO Excelled

No design decisions: The scientist defined parameters, objectives, and constraints. Everything else — experimental design, model selection, exploration vs exploitation — was handled automatically.

Adaptive exploration: BO explored all 12 categorical combinations naturally, discovering which pigment type and printing method worked best without a separate screening phase.

Progressive improvement: By iteration 4 (24 experiments), BO had already beaten DOE's 50-experiment result. The remaining iterations continued refining, finding formulations DOE's quadratic model could not predict.


Platform Screenshots

Objective convergence — Color Shift Angle and Adhesion Score improve rapidly through iterations 1-4, then stabilize as the optimizer refines the Pareto front:

Prediction explanation — Feature importance for the best formulation found, showing which parameters most influence Color Shift Angle at the optimum:

Stability chart — The optimizer converges on a stable region of the design space, with decreasing variance in recommended formulations across later iterations:


Literature References

  • Zhang et al., Scientific Reports 2023 — Hybrid multi-objective optimization of functional ink via mixture design + RSM + NSGA-III

  • Khan et al., Applied Adhesion Science 2018 — Water-based ink formulation optimization using Scheffe mixture design

  • SICPA Patent WO2003020834A1 — OVP passivation in water-based inks

  • SICPA Patent US7402614 — Re-dispersible pigmented ink

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